Thursday, July 18, 2019

MONEY 171 - FINANCE/STOCKS


THIS IS MY 171ST BLOG ON UNDERSTANDING MONEY TOOLS
July, 2019

This blog may be a supplement to my last blog 170.  Someone asked me where does all the money come from driving the stock market higher?  Good and logical question.  Here are some answers:
-       The markets are controlled by the wealthy and institutions around the world, up to around 85% of market’s value.
-       You can borrow money from your investment firm, called “margin”.
-       Younger people have seen their home prices rise so they are taking out home equity lines of credit and buying stocks.  Dangerous!
-       Wealthy from unstable countries are placing their money in the USA and markets.
-       Older people holding companies that are going down like Sears, JC Penney, K Mart and others are selling the losers and putting the money back into the markets, rather than bonds as they pay little in interest.  Foreigners as well as people in the US, are buying US bonds with discretionary income; bond yields rising.
-       Another thing you need to watch for is volume of shares traded on a given day, on a given exchange.  The market might have moved higher or lower, but on weak volume.  That is an indicator of weakness, or buyers/sellers staying on the sidelines waiting for signals of direction.

What else is driving the markets?  Let me explain in more depth, but let me mention my authority on this topic.  I held 4 security licenses for about 20 years; overkill.  However, I like finance, numbers and economics.  Most of these years I worked in conjunction with Wall Street.  I try to write these blogs rendering practical, current information unlike what you might receive reading a book on finance and other industries. I also try to write in an informal, wordy mood trying to make the information interesting, simple to understand and somewhat fun.

The financial business is an enormous international industry, mainly controlled by the big Wall Street investment banking firms, and their joint commercial banks and trusts.  Every financial planner, stock broker or whoever the name is has their licenses with a principal, that being through an investment banking firm.  They are employees and regulated.  These individuals are registered with the Securities Exchange Commission and the National Association of Securities Dealers.  They have passed tests to have these licenses (usually Series 7 and 63), and “should” obey the principles and practices as a fiduciary.  Many casualty insurance company people hold a Series 6 License to sell mutual funds and annuities.

Because of the “hot” stock markets everyone has jumped into the business.  35 years ago after the Glass-Steagall Act of 1933, (separation of all financial industries from one united), went out the window with the 1986 Tax Reform Act commercial banks placed people within their banks to be financial planners/advisors for their customers.  Wall Street firms have branches in most financial centers around the world.  This increases the sales of more stock.

Wall Street and the wealthy want to make money.  Easy to drive the market up like it has been going when you have millions of employees and brokers/agents working on it.  It makes sense that the more agents worldwide the higher the market should go.  Agents need to make a living! These brokers/agents/financial planners have families to support and quotas to meet, they need to sell, sell, sell!  Just watch TV ads, every other advertisement is a financial company, mixed in with law firms and drug companies.  The big firms tell their brokers what to buy and sell through recommendations.  These are not necessarily accurate or honest.  For the past few years it has been “buy” recommendations.  Then, it may go to “hold” recommendations and then to “sell”.  Rarely do they say “sell” as they don’t want to lose control of the money from accounts, or blemish their reputations with companies. 50 years ago, and prior to, we only had “stockbroker” designations handling trades, and not the numbers of people involved of today.

If Wall Street thinks it is time to get out of the markets typically they will get their big customers and themselves out first, or do “puts” or “sell orders” to make money, before the customers/the public, you and me have knowledge.

Permit me to make an illustrative comparison happening the past few years to Wall Street and the stock markets.  Let’s pick any of the “FANG” stocks, that is Facebook, Amazon, Netflix and Google.  Take the first, Facebook.  It started as a social media site sharing people’s photos and interests.  Then, they gathered personal information and sold it to companies to make their advertising more direct.  It was mentioned this week that Facebook now has a capitalized value of $585 billion.  They were just fined an extraordinary $5 billion.  Does anyone realize this amount is less than 1% of their value?  Ridiculous!  People keep buying the stock.  Let’s say a person has a fairly unique Chevrolet auto that sells for $25,000.  Assume auto dealers get together and determine they can sucker the consumers into paying $1 million, then $5 million, then $10 million for this type of car and it seems to be never ending.  That is what’s happening with many of the stocks today.  No fundamentals, no real value, but an amazing amount of “perceived” value!

I feel I must touch upon this topic quickly, and it involves media, news and perceptions.  It just came out with headlines, “China Growth Slowest Since 1992 as Beijing Struggles”.  You might think China is tanking?  The article then states that China’s growth, or GDP, is currently 6.2%.  Does anyone realize that is 300% larger growth than the USA?  Also, India is coming on fast with success and financial growth.  It was just released that in the past 10 years India has brought 270 million people out of financial poverty. Impressive.  Can we make these kinds of statements here, no.  It’s time for reality to set in. The pundits argue you can’t draw comparisons as both these countries have so many more people.

Hope you got something out of this short blog.

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